USDOJ Seal
U.S.
Department of
Justice
Office of Legal Counsel
Office of
the
Deputy Assistant Attorney General Washington, DC 20530
October
21,
2002
MEMORANDUM FOR DANIEL J. BRYANT
ASSISTANT ATTORNEY GENERAL
OFFICE OF LEGISLATIVE AFFAIRS
From: John C. Yoo - Signature of John C. Yoo
Deputy Assistant Attorney General
Re:
Authorization for Use of Military Force Against Iraq Resolution of 2002
This memorandum confirms the views of the Office of Legal Counsel, expressed to you
last week, on H. J. Res. 114, the Authorization for Use of Military Force Against Iraq Resolution
of
2002.
This resolution authorizes the President to use the United States Armed Forces, "as he
determines to be necessary and appropriate," either to "defend the national security of the United
States against the continuing threat posed by Iraq," or to "enforce all relevant United Nations
Security Council resolutions regarding Iraq." H. J. Res. 114, § 3(a).
We have no constitutional objection to Congress expressing its support for the use of
military force against Iraq.
1
Indeed, the Office of Legal Counsel was an active participant in the
drafting of and negotiations over H. J. Res. 114. We have long maintained, however, that
resolutions such as H. J. Res. 114 are legally unnecessary. See, e.g., Deployment of United
States Armed Forces into Haiti, 18 Op. O.L.C. 173,175-76 (1994) ("the President may introduce
troops into hostilities or potential hostilities without prior authorization by the Congress");
Proposed Deployment of United States Armed Forces into Bosnia, 19 Op. O.L.C. 327, 335
(1995) ("the President has authority, without specific statutory authorization, to introduce troops
into hostilities in a substantial range of circumstances"). As Chief Executive and Commander in
Chief of the Armed Forces of the United States, the President possesses ample authority under
the Constitution to direct the use of military force in defense of the national security of the
United States, as we explain in Section I of this memorandum, and as H. J. Res. 114 itself
acknowledges when it states that "the President has authority under the Constitution to take
Congress has expressed its support for the use of military force on a number of occasions throughout U.S.
history, including, most recently, in response to the attacks of September 11, 2001. See Authorization for Use of
Military Force, Pub. L. No. 107-40,115 Stat. 224 (2001); see also Act of May 28,1798,1 Stat. 561 (Quasi War with
France); Act of
Feb.
6,1802,2 Stat. 129 (First Barbary War); Act of Jan.
15,1811,
3 Stat. 471 (East Florida); Act of
Feb.
12, 1813, 3 Stat. 472 (West Florida); Act of Mar. 3, 1815, 3 Stat. 230 (Second Barbary War); Act of
Mar.
3,
1819,
3 Stat. 510 (African Slave Trade); Joint Resolution of June 2, 1858, 11 Stat. 370 (Paraguay); Joint Resolution
of Apr. 20, 1898, 30 Stat. 738 (Spanish-American War); Joint Resolution of Apr. 22, 1914, 38 Stat. 770 (Mexico);
Joint Resolution of Jan. 29, 1955, 69 Stat. 7 {Formosa); Joint Resolution of Mar. 9, 1957, 71 Stat. 5 (codified at 22
U.S.C. § 1962) (Middle East); Joint Resolution of
Aug.
10, 1964, 78 Stat. 384 (Gulf of Tonkin); Authorization for
Use of Military Force Against Iraq Resolution, Pub. L. No. 102-1,105 Stat. 3 (1991).
action in order to deter and prevent acts of international terrorism against the United States."
Moreover, as we detail in Section II, Congress has previously authorized the use of force against
Iraq.
It has been our understanding that the President sought this resolution not out of need for
legal authority, but in order to demonstrate, to the United Nations and to the current regime in
Iraq, that the American people, as represented by both their President and their representatives in
both Houses of Congress, frilly support taking all action necessary and appropriate to enforce all
relevant United Nations Security Council resolutions involving Iraq and to defend the United
States against Iraq, including the use of force if necessary. We recognize that, notwithstanding
the President's pre-existing constitutional and statutory authorities to use force, there are
significant non-legal reasons for the President and Congress jointly to state their renewed
commitment, particularly in light of the terrorist attacks of September 11, 2001, to use force if
necessary to deal with the threat posed by Iraq to the national security of the United States and to
international peace and security in the Persian Gulf region.
Accordingly, last week we recommended to you and to the White House that the
President take steps to ensure that his decision to approve H. J. Res. 114 would not be construed
in the future as an indication' that this resolution was legally necessary. Specifically, we
recommended that the President's signing statement include an explicit reservation stating that
his signing of the resolution did not reflect any change in his position, and the long-standing
position of the Executive Branch, that the President already possesses ample legal authority
under the Constitution to order the use of force against Iraq. We further recommended that the
President's signing statement expressly state that his signing of H. J. Res. 114 also did not
change the established position of the Executive Branch that the War Powers Resolution cannot,
consistent with the Constitution, restrict the President's authority as Chief Executive and
Commander in Chief to order the use of military force. See, e.g., Statement on Signing the
Resolution Authorizing the Use of Military Force Against Iraq,
1
Pub. Papers of George Bush 40
(1991) ("my request for congressional support did not, and my signing [Pub. L. No. 102-1] does
not, constitute any change in the long-standing positions of the executive branch on either the
President's constitutional authority to use the Armed Forces to defend vital U.S. interests or the
constitutionality of the War Powers Resolution").
I.
As we have explained on numerous occasions, the President has authority under the
Constitution to initiate the use of military force to defend the national security of the United
States. Article II expressly vests in the President, and not in Congress, the full "executive
Power" of the United States. U.S. Const, art. II, § 1, cl. 1. Article II also provides that the
President "shall be Commander in Chief of the Army and Navy of the United States." U.S.
Const, art. II, § 2, cl. 1. The Framers understood the Commander in Chief Clause as investing
the President with the fullest range of power understood at the time of the ratification of the
Constitution as belonging to the military commander. Taken together, these two provisions
constitute a substantive grant of broad war power to the President.
2
In addition, the structure of the Constitution demonstrates that any power traditionally
understood as pertaining to the executive - which includes the conduct of warfare and the
defense of the nation - is vested in the President unless expressly assigned in the Constitution to
Congress. Article 11, Section 1 makes this clear by stating that the "executive Power shall be
vested in a President of the United States of America." U.S. Const, art. II, § 1, cl. 1. That
sweeping grant vests in the President an unenumerated "executive Power" and contrasts with the
specific enumeration of the powers granted to Congress by the Constitution. See U.S. Const, art.
I, § 1 (vesting in Congress "all legislative Powers herein granted'') (emphasis added). The
implications of constitutional text and structure are confirmed by the practical consideration that
national security decisions require the unity in purpose and energy in action that characterize the
Presidency rather than Congress. Indeed, the textual provisions in Article II, combined with
considerations of constitutional structure and the fundamental principles of the separation of
powers, forbid Congress from interfering with the President's exercise of his core
constitutionally assigned duties, absent those "exceptions and qualifications . .. expressed" in the
Constitution. Myers
v.
United States, 272 U.S. 52, 139 (1926) (quotations omitted).
There is no expression in the Constitution of any requirement that the President seek
authorization from Congress prior to using military force. There is certainly nothing in the text
of the Constitution that explicitly requires Congress to consent before the President may exercise
his authority as Chief Executive and Commander in Chief to command U.S. military forces. By
contrast, Article II expressly states that the President must obtain the advice and consent of the
Senate before entering into treaties or appointing ambassadors. U.S. Const, art. II, § 2, cl. 2.
Similarly, Article I, Section 10 expressly denies states the power to "engage" in war without
congressional authorization, except in case of actual invasion or imminent danger. U.S. Const.
art. I, § 10, cl. 3. Moreover, founding documents prior to the U.S. Constitution, such as the
South Carolina Constitution of 1778, explicitly prohibited the Executive from commencing war
or concluding peace without legislative approval. S.C. Const, art. XXVI (1776), reprinted in
Francis N. Thorpe, ed., 6 The Federal and State Constitutions, Colonial Charters, and Other
Organic Laws at 3247 (1909). See also Articles of Confederation, art. IX, § 6, 1 Stat. 4, 8 (1778)
("The United States, in Congress assembled, shall never engage in a war . . . unless nine States
assent to the same."). The framers of the Constitution thus well knew how to constrain the
President's power to exercise his authority as Commander in Chief to engage U.S. Armed Forces
in hostilities, and decided not to do so.
All three branches have recognized the President's broad constitutional power as the
Chief Executive and Commander in Chief to initiate hostilities and to use military force to
protect the nation. The Executive Branch, for example, has long interpreted the Commander in
Chief power "as extending to the dispatch of armed forces ... for the purpose of protecting
American interests." Training of British Flying Students in the United States, 40 Op. Att'y Gen.
58,
62 (1941); see also Authority to Use United States Military Forces in Somalia, 16 Op. O.L.C
6 (1992) (President's role as Commander in Chief and Chief Executive vests him with
constitutional authority to order U.S. forces abroad to further national interests). The Supreme
Court has likewise held that a major object of the Commander in Chief Clause is "to vest in the
President the supreme command over all the military forces, - such supreme and undivided
command as would be necessary to the prosecution of a successful war." United States v.
Sweeny, 157 U.S. 281, 284 (1895). As Commander in
Chief,
the President "is authorized to
.3
direct the movements of the naval and military forces placed by law at his command, and to
employ them in the manner he may deem most effectual to harass and conquer and subdue the
enemy." Fleming v. Page, 50 U.S. (9 How.) 603, 615 (1850).
2
Congress itself recently recognized the President's constitutional authority to use military
force when it enacted Pub. L. No. 107-40 by overwhelming margins shortly after the terrorist
attacks of September 11, 2001. That law expressly states that "the President has authority under
the Constitution to take action to deter and prevent acts of international terrorism against the
United States," and H. J. Res. 114 explicitly reaffirms that conclusion. Moreover, Congress has
acquiesced in the unilateral use of force by Presidents during the course of numerous armed
conflicts. During the previous Administration, for example, our Office concluded that Congress
had approved of President Clinton's unilateral decision to use military force in Kosovo, when it
enacted Pub. L. No.
106-31,
113 Stat. 57 (May 21, 1999), to provide emergency supplemental
appropriations for continued military operations there. See Authorization for Continuing
Hostilities in Kosovo, 2000 WL 33716980 (O.L.C.).
Indeed, Presidents have relied upon their inherent constitutional powers when they have
used force in recent conflicts. For example, President George H.W. Bush launched Operation
Desert Storm pursuant to his authority as Commander in
Chief.
See Letter to Congressional
Leaders on the Persian Gulf Conflict, 1 Pub. Papers of George Bush 52 (1991). In 1992,
President Bush ordered the participation of the United States in the enforcement of the southern
no-fly zone in Iraq pursuant to his constitutional authority. See Letter to Congressional Leaders
Reporting on Iraq's Compliance with United Nations Security Council Resolutions, 2 Pub.
Papers of George Bush 1574, 1575 (1992-93). When President Clinton ordered the 1993, 1996,
and 1998 missile strikes against Iraq, he likewise pointed to his constitutional authority as
Commander in Chief and Chief Executive. See Letter to Congressional Leaders on the Military
Strikes Against Iraq, 2 Pub. Papers of William Jefferson Clinton 2195, 2196 (1998); Letter from
President William J. Clinton, to the Honorable Newt Gingrich, Speaker of the House of
Representatives at 2 (Sept. 5, 1996); Letter to Congressional Leaders on the Strike on Iraqi
Intelligence Headquarters, 1 Pub. Papers of William Jefferson Clinton 940 (1993). And, to take
a more recent example, when President Clinton directed the extensive and sustained 1999 air
campaign in the Former Republic of Yugoslavia, he relied entirely on his "constitutional
authority to conduct U.S. foreign relations and as Commander in Chief and Chief Executive."
Letter to Congressional Leaders Reporting on Air strikes against Serbian Targets in the Federal
Republic of Yugoslavia (Serbia and Montenegro), 1 Pub. Papers of William Jefferson Clinton
As we have recently explained, various procedural obstacles make it unlikely that a court would reach the
question of the President's constitutional power to engage the U.S. Armed Forces in military hostilities, regardless
of whether the suit is brought by a Member of Congress or a private citizen. See Letter for Honorable Alberto R.
Gonzales, Counsel to the President, from John C. Yoo, Deputy Assistant Attorney General, Office of Legal Counsel
(Sept. 10, 2002); see also Campbell
v.
Clinton, 203 F.3d 19 (D.C. Cir.), cert,
denied,
531 U.S. 815 (2000) (Kosovo);
Holtzman v. Schlesinger, 484 F.2d 1307 (2d Cir. 1973) (Vietnam); Luftig
v.
McNamara, 373 F.2d 664,665-66 (D.C.
Cir. 1967) (Vietnam); Ange v. Bush, 752 F. Supp. 509 (D.D.C. 1990) (Persian Gulf War); Crockett v. Reagan, 558
F.
Sup
P
; 893 (D.D.C. 1982) (El Salvador); cf. Harisiades v.,Shaughnessy, 342 U.S. 580, 588-89 (1952); Johnson v.
Eisentrager, 339 U.S. 763,789 (1950). A federal district court recently dismissed sua sponte a suit filed on August
27,
2002 to enjoin the President from engaging in military action against Iraq absent a declaration of war or other
extenuating circumstances on the grounds of lack of standing and the political question doctrine. See Mahorner v.
Bush,
- F. Supp. 2d -, 2002 WL 31084938 (D.D.C. 2002).
4
459 (1999). In none of these interventions did Congress interfere with or regulate the President's
exercise of his Commander-in-Chief powers.
Because the President possesses broad constitutional authority as Chief Executive and
Commander in Chief to direct the use of military force against Iraq, congressional authorization
is legally unnecessary. Congress has the power to "provide for the common Defence," to "raise
and support Armies," to "provide and maintain a Navy," and to appropriate funds to support the
military, U.S. Const, art. 1, §§ 8-9, to be sure, but it is the President who enjoys the constitutional
status of Commander in
Chief.
As such, the President has full constitutional authority to use all
of the military resources provided to him by Congress. Indeed, within the past half century,
Presidents have unilaterally initiated military actions in Korea, Vietnam, Grenada, Lebanon,
Panama, Somalia, and Kosovo, without congressional authorization.
The Constitution does vest in Congress, and not the President, the power to "declare
War." U.S. Const, art. I, § 8, cl. 11. The Constitution nowhere states, however, that Congress
has the additional power to "make" or "engage" or "levy" war. By contrast, Article I, Section 10
addresses the power of states to "engage" in war, U.S. Const, art. 1, § 10, cl. 3, while Article III
describes the offense of treason as the act of "levying war" against the United States, U.S. Const.
art. Ill, § 3, cl. 1. Thus, the constitutional text itself demonstrates that the power to "declare" war
was a narrower power than that of engaging, making, or levying war. By placing the power to
declare war in Congress, the Constitution did nothing to divest the President of the traditional
power of the Commander in Chief and Chief Executive to decide to use force. Congress's ability
to restrain the President from using military force arises out of its control over military resources,
and not out of its power to declare war.
The Founders did not contemplate that a declaration of war would be legally necessary
for the President to use military force. To the contrary, the Founders were intimately familiar
with the extensive British practice of engaging in undeclared wars throughout the preceding
century. That is not to say that the power to declare war had no meaning whatsoever at the time
of the Founding. Rather, Congress's Article I power to declare a legal state of war, and to notify
The normative role of historical practice in constitutional law, and especially with regard to separation of
powers, is well settled. As the Supreme Court has repeatedly recognized, governmental practice plays a highly
significant role in establishing the contours of the constitutional separation of powers: "a systematic, unbroken,
executive practice, long pursued to the knowledge of
the
Congress and never before questioned ... may be treated
as a gloss on 'executive Power' vested in the President by § 1 of
Art.
II." Youngstown Sheet & Tube
Co.
v. Sawyer,
343 U.S. 579, 610-11 (1952) (Frankfurter, J., concurring) (quoted in Dames & Moore v. Regan, 453 U.S. 654, 686
(1981)). Moreover, the role of practice is heightened in dealing with issues affecting foreign affairs and national
security. As the Supreme Court has noted, "the decisions of the Court in th[e] area [of foreign affairs] have been
rare,
episodic, and afford little precedential value for subsequent cases." Dames & Moore, 453 U.S. at 661. In
particular, the difficulty the courts experience in addressing "the broad range of vitally important day-to-day
questions regularly decided by Congress or the Executive" with respect to foreign affairs and national security
makes the judiciary "acutely aware of the necessity to rest [judicial] decisions on the narrowest possible ground
capable of deciding the case." Id. at
660-61.
Historical practice and the ongoing tradition of Executive Branch
constitutional interpretation therefore play an especially important role in this area.
As James Madison explained during the critical state ratification convention in Virginia, "the sword is in
the hands of the British King; the purse in the hands of the Parliament. It is so in America, as far as any analogy can
exist." 3 Jonathan Elliot, THE DEBATES IN THE SEVERAL STATE CONVENTIONS ON THE ADOPTION
OF
THE FEDERAL
CONSTITUTION, AS RECOMMENDED BY THE GENERAL CONVENTION AT PHILADELPHIA, IN 1787, at 393
(1836).
5
other nations of that status, once had an important effect under the law of nations. And even
today, the power to declare war continues to trigger significant domestic statutory powers, such
as those established under the Alien Enemy Act of 1798, 50 U.S.C. § 21, and federal surveillance
laws,
50 U.S.C. §§ 1811, 1829, 1844. Declarations of war have significant constitutional
ramifications as well. See U.S. Const, art. 1, § 10, cl. 3 (prohibiting states from "lay[ing] any
Duty of Tonnage, keep[ing] Troops, or Ships of War" without congressional consent only "in
time of Peace"); U.S. Const, amend. Ill (permitting the quartering of soldiers in private homes
"in time of war ... in a manner to be prescribed by law"); U.S. Const, amend. V (permitting
criminal trials without grand jury indictment in cases "arising ... in the Militia, when in actual
service in time of War or public danger"). The power to declare war has seldom been used,
however. Although Presidents have deployed the U.S. Armed Forces, by conservative estimates,
more than a hundred times in our nation's history,
5
Congress has issued formal declarations in
only five wars.
6
This long practice of U.S. engagement in military hostilities without a
declaration of war demonstrates that the political branches have interpreted the Constitution just
as the Founders did.
II.
In addition to his powers under the Constitution, the President already enjoys statutory
authorization to use force against Iraq. On January 14, 1991, shortly before the United States
and allied nations began Operation Desert Storm, Congress enacted Pub. L. No.
102-1,
105 Stat.
3,
the "Authorization for Use of Military Force Against Iraq Resolution." Subsection 2(a)
authorizes the President "to use United States Armed Forces pursuant to United Nations Security
Council Resolution 678 (1990) in order to achieve implementation of Security Council
Resolutions 660, 661, 662, 664, 665, 666, 667, 669, 670, 674, and 677." U.N. Security Council
Resolution 678, in turn, authorizes member states "to use all necessary means to uphold and
implement resolution 660 (1990) and all subsequent relevant resolutions and to restore
international peace and security in the area." The other resolutions listed in Pub. L. No. 102-1
relate to Iraq's military invasion of Kuwait on August 2, 1990 and are identical to the resolutions
"recall[ed] and reaffirm[ed]" in Resolution 678.
By authorizing the use of
U.S.
Armed Forces "pursuant to" Resolution 678, Pub. L. No.
102-1 sanctions not only the employment of the methods approved in that resolution - that is,
"all necessary means" - but also the objectives outlined therein - namely, "to uphold and
implement. . . all subsequent relevant resolutions and to restore international peace and security
to the area." S.C. Res. 678 (emphasis added). Two of the most important "subsequent relevant
resolutions" respecting "international peace and security" in the Persian Gulf region are U.N.
Security Council Resolution 687, which requires, inter alia, the inspection and destruction of
See, e.g., Congressional Research Service, Library of Congress, Instances of
Use
of United States Armed
Forces
Abroad,
J 798-1999(1999).
6
See Act of June 18, 1812, 2 Stat. 755 (1812) (War of 1812); Act of May 13, 1846, 9 Stat. 9 (Mexican-
American War); Act of Apr. 25, 1898, 30 Stat. 364 (Spanish-American War); Joint Resolution of
Apr.
6, 1917, 40
Stat. 1 (World War I: Germany); Joint Resolution of
Dec.
7, 1917, 40 Stat. 429 (World War I: Austria-Hungary);
Joint Resolution of
Dec.
8, 1941,55 Stat. 795 (World War
11:
Japan); Joint Resolution of
Dec.
11, 1941,55 Stat. 796
(World War II: Germany); Joint Resolution of
Dec.
11, 1941, 55 Stat. 797 (World War II: Italy); Joint Resolution of
June 5, 1942, 56 Stat. 307 (World War II: Bulgaria); Joint Resolution of
June
5, 1942, 56 Stat. 307 (World War II:
Hungary); Joint Resolution of June 5,1942,56 Stat. 307 (World War
II:
Rumania).
6
of William Jefferson Clinton 2195, 2196 (1998). Congress has acquiesced in each of these uses
of force.
In addition, Pub. L. No. 105-235, a Joint Resolution finding that Iraq "is in unacceptable
and material breach of its international obligations," and "urg[ing]" President Clinton "to take
appropriate action, in accordance with the Constitution and relevant laws of the United States, to
bring Iraq into compliance," arguably expresses Congress's support for the President to direct
military action against Iraq. Pub. L. No. 105-235, 112 Stat. 1538, 1538, 1541 (1998). The
resolution contains multiple "whereas" clauses detailing almost two dozen Security Council
findings of Iraqi violations of its WMD obligations and concluding that "Iraq's continuing
weapons of mass destruction programs threaten vital United States interests and international
peace and security." 112 Stat. 1540. Although the Joint Resolution does not specifically
authorize the use of force, and cautions that any action taken must comply with the Constitution
and relevant laws, insofar as the President determines that directing military action against Iraq is
"appropriate ... to bring Iraq into compliance with its international obligations," and consistent
with the Constitution and relevant U.S. law. Congress has expressed its support for such action.
112 Stat. 1541.
Military action against Iraq might also be authorized, under certain circumstances,
pursuant to Pub. L. No. 107-40, the "Authorization for Use of Military Force" enacted shortly
after the terrorist attacks of September 11, 2001. Pub. L. No. 107-40 authorizes the President to
use "all necessary and appropriate force" against those nations, organizations or persons whom
'he determines planned, authorized, committed, or aided the [September 11] terrorist attacks . . .
or harbored such organizations or persons, in order to prevent any future acts of international
terrorism against the United States by such nations, organizations or persons." 115 Stat. 224
(emphasis added). Were the President to order military action against Iraq because, in his
judgment, Iraq provided assistance to the perpetrators of the September
11
attacks, he also would
be acting with prior statutory authorization pursuant to Pub. L. No. 107-40.
8